WHGMEDIUM SIGNALOPERATIONAL10-K

WHG appears to have restructured its subsidiary organization while experiencing modest asset outflows and reduced operating cash generation.

The language changes suggest a reorganization of how the company describes its subsidiary structure, with references to Salient Advisors and Broadmark being repositioned in the corporate description. The decline in assets under management from $16.6 billion to $16.5 billion, combined with reduced assets under administration, indicates modest client outflows that investors should monitor for trend continuation.

Comparing 2026-03-04 vs 2025-03-05View on EDGAR →
FINANCIAL ANALYSIS

WHG's balance sheet strengthened with cash growing 39% to $26.2 million, though this was partially offset by higher total liabilities. Operating cash flow declined modestly by 10% to $18.9 million, while accounts receivable dropped 28%, suggesting either collection improvements or reduced business activity. The overall financial picture shows a company maintaining adequate liquidity while experiencing some operational headwinds.

FINANCIAL STATEMENT CHANGES
Net Interest Income
P&L
-66%
$103K$35K

Net interest income declined 66% — margin compression from rate changes or funding cost increases.

Cash & Equivalents
Balance Sheet
+39.3%
$18.8M$26.2M

Cash position surged 39.3% — strong cash generation or capital raise providing significant financial cushion.

Total Liabilities
Balance Sheet
+28.6%
$27.7M$35.6M

Liabilities increased 28.6% — monitor debt-to-equity ratio and interest coverage.

Accounts Receivable
Balance Sheet
-28.3%
$13.2M$9.4M

Receivables declined — improved collection efficiency or conservative revenue recognition.

Current Assets
Balance Sheet
+24.1%
$58.2M$72.2M

Current assets grew 24.1% — improving short-term liquidity or inventory/receivables build.

Capital Expenditure
Cash Flow
-21.1%
$109K$86K

Capex reduced 21.1% — investment cycle winding down or capital discipline; may improve near-term free cash flow.

Operating Cash Flow
Cash Flow
-10.4%
$21.1M$18.9M

Operating cash flow softened — monitor whether temporary working capital timing or structural deterioration.

LANGUAGE CHANGES
NEW — 2026-03-04
PRIOR — 2025-03-05
ADDED
("Salient Advisors") and Broadmark Asset Management LLC ("Broadmark"), (each of which is a registered investment adviser ("RIA") registered with the Securities and Exchange Commission ("SEC"), and Salient Capital, L.P., ("SCLP") an SEC-registered broker-dealer and Financial Industry Regulatory Authority ("FINRA") member, collectively referred to hereinafter together as "Westwood Management") and Westwood Trust.
Westwood Management and Westwood Trust collectively had AUM of approximately $16.5 billion and AUA of approximately $0.9 billion at December 31, 2025.
Our common stock is listed on the New York Stock Exchange under the ticker symbol "WHG." We are a holding company whose principal assets consist of the capital stock and ownership interests of our operating subsidiaries, primarily Westwood Management and Westwood Trust.
Strategic Investments Over the past several years we have made a number of strategic investments, including investments in Vista Bancshares, Inc.
("Vista"), Westwood Hospitality Fund I, LLC ("Westwood Hospitality"), the TXSE Group Inc.
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REMOVED
and Broadmark Asset Management LLC (each of which is a registered investment adviser ("RIA") registered with the Securities and Exchange Commission ("SEC"), and Salient Capital, L.P., SEC-registered broker-dealer and Financial Industry Regulatory Authority ("FINRA") member, collectively referred to hereinafter together as "Westwood Management") and Westwood Trust ("Westwood Wealth Management").
Westwood Management and Westwood Trust collectively had AUM of approximately $16.6 billion and AUA of approximately $1.0 billion at December 31, 2024.
Our common stock is listed on the New York Stock Exchange under the ticker symbol "WHG." We are a holding company whose principal assets consist of the capital stock and ownership interests of our operating subsidiaries, primarily Westwood Management, Westwood Trust and Broadmark Asset Management, LLC ("Broadmark").
During 2022 we acquired the asset management business of Salient Partners, L.P.
As part of the Salient Acquisition we also acquired Salient Capital, L.P.
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