UUPHIGH SIGNALFINANCIAL10-K

UUP experienced a dramatic financial deterioration with net income swinging from $44.5M profit to -$22.1M loss while total assets contracted by 46.4%.

This represents a significant operational setback for the dollar index ETF, with the fund shrinking substantially in size while moving from profitability to losses. The massive swing in operating cash flow alongside reduced dividend payments suggests potential liquidity management issues or major portfolio repositioning that investors should investigate further.

Comparing 2026-03-02 vs 2025-02-26View on EDGAR →
FINANCIAL ANALYSIS

UUP's financial profile deteriorated sharply with net income collapsing from $44.5M to a -$22.1M loss, while the fund's total assets contracted dramatically by 46.4% from $429.8M to $230.2M, indicating significant outflows or asset value declines. Despite the operational challenges, cash position strengthened by 187% to $51.9M and operating cash flow surged 698% to $176.8M, suggesting active portfolio management or liquidation activities. The combination of asset shrinkage, profitability loss, and reduced dividend payments of 59% signals a fund under stress, though the improved cash position may provide some operational flexibility.

FINANCIAL STATEMENT CHANGES
Operating Cash Flow
Cash Flow
+698.3%
$22.1M$176.8M

Operating cash flow surged 698.3% — exceptional cash generation, highest quality earnings signal.

Cash & Equivalents
Balance Sheet
+186.8%
$18.1M$51.9M

Cash position surged 186.8% — strong cash generation or capital raise providing significant financial cushion.

Net Income
P&L
-149.6%
$44.5M-$22.1M

Net income declined 149.6% — review whether driven by operations, interest costs, or non-recurring items.

Dividends Paid
Cash Flow
-59%
$18.8M$7.7M

Dividends cut 59% — significant signal of cash flow stress or capital reallocation priorities.

Total Assets
Balance Sheet
-46.4%
$429.8M$230.2M

Total assets contracted 46.4% — asset sales, write-downs, or balance sheet optimization underway.

Stockholders Equity
Balance Sheet
-46.4%
$429.5M$230.1M

Equity declined sharply — large losses, buybacks, or write-downs reducing book value significantly.

Operating Income
P&L
-41.7%
$16.6M$9.7M

Operating income deteriorated sharply — investigate whether driven by one-time charges or structural cost issues.

Total Liabilities
Balance Sheet
-40.8%
$241K$143K

Liabilities reduced 40.8% — deleveraging improves balance sheet strength and financial flexibility.

Net Interest Income
P&L
-40%
$19.3M$11.6M

Net interest income declined 40% — margin compression from rate changes or funding cost increases.

Total Deposits
Balance Sheet
-37.8%
$932K$580K

Deposits declined 37.8% — significant outflows warrant immediate investigation into funding stability.

LANGUAGE CHANGES
NEW — 2026-03-02
PRIOR — 2025-02-26
ADDED
Dollar Index Expiration Date 2025-12-31 0001383151 uup:InvescoGovernmentAndAgencyPortfolioInstitutionalClassMember srt:AffiliatedEntityMember 2025-01-01 2025-12-31 0001383151 United States Treasury Obligations U.S.
Treasury Bills, 4.340% due May 29, 2025 2024-12-31 0001383151 2025-06-30 0001383151 us-gaap:GeneralPartnerMember 2025-12-31 0001383151 srt:AffiliatedEntityMember 2023-12-31 0001383151 Open Currency Futures Contracts Long Futures Contracts ICE U.S.
Dollar Index Expiration Date 2025-01-01 2025-12-31 0001383151 us-gaap:GeneralPartnerMember 2024-01-01 2024-12-31 0001383151 uup:InvescoGovernmentAndAgencyPortfolioInstitutionalClassMember srt:AffiliatedEntityMember 2024-12-31 0001383151 uup:InvescoShortTermTreasuryEtfMember 2022-12-31 0001383151 Open Currency Futures Contracts Long Futures Contracts ICE U.S.
Dollar Index Expiration Date March-2025 2024-01-01 2024-12-31 uup:CreationUnit iso4217:USD xbrli:shares xbrli:pure xbrli:shares uup:Contract uup:Segment iso4217:USD UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C.
Without any other adjustments, the combination of components and their respective weightings in the USDX have yielded performance results similar to other commonly used U.S.
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REMOVED
Dollar Index Expiration Date March-2025 2024-01-01 2024-12-31 0001383151 Open Currency Futures Contracts Long Futures Contracts ICE U.S.
Dollar Index Expiration Date March-2024 2023-12-31 0001383151 uup:O2024ADividendsMember 2024-01-01 2024-12-31 0001383151 United States Treasury Obligations U.S.
Treasury Bills, 5.190% Due June 6, 2024 2023-12-31 0001383151 uup:InvescoGovernmentAndAgencyPortfolioInstitutionalClassMember srt:AffiliatedEntityMember 2024-01-01 2024-12-31 0001383151 Open Currency Futures Contracts Long Futures Contracts ICE U.S.
Dollar Index Expiration Date March-2025 2024-12-31 0001383151 2024-01-01 2024-12-31 0001383151 us-gaap:GeneralPartnerMember 2022-12-31 0001383151 us-gaap:LimitedPartnerMember 2022-01-01 2022-12-31 0001383151 United States Treasury Obligations U.S.
Dollar Index Expiration Date March-2024 2023-01-01 2023-12-31 0001383151 uup:InvescoGovernmentAndAgencyPortfolioInstitutionalClassMember srt:AffiliatedEntityMember 2024-12-31 0001383151 United States Treasury Obligations 2023-12-31 0001383151 uup:TheManagingOwnerMember 2024-01-01 2024-12-31 0001383151 United States Treasury Obligations U.S.
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