SIEBHIGH SIGNALFINANCIAL10-K

SIEB experienced a dramatic financial turnaround with net income swinging from -$2.0M to +$7.8M while operating income plummeted 68%, indicating significant non-operating gains masking operational deterioration.

The massive decline in operating income despite strong net income suggests SIEB's core business performance weakened substantially, with profits likely driven by one-time gains or non-operating items. The 54% surge in liabilities alongside asset growth indicates increased leverage and potential liquidity pressures that warrant close monitoring.

Comparing 2026-03-30 vs 2025-03-31View on EDGAR →
FINANCIAL ANALYSIS

SIEB's financials show conflicting signals with net income jumping 493% to $7.8M while core operating income collapsed 68% to $5.6M, suggesting non-operating gains masked underlying business deterioration. The balance sheet expanded significantly with both assets (+46%) and liabilities (+54%) growing substantially, indicating increased scale but also higher leverage risk. The dramatic improvement in net interest income (+1,203%) alongside declining interest expense suggests a shift in business mix or financing structure, but the sharp operating income decline raises questions about the sustainability of the positive earnings surprise.

FINANCIAL STATEMENT CHANGES
Net Interest Income
P&L
+1202.6%
$308K$4.0M

Net interest income grew 1202.6% — benefiting from rate environment or loan book expansion.

Net Income
P&L
+493.3%
-$2.0M$7.8M

Net income grew 493.3% — bottom-line growth signals improving overall business health.

Capital Expenditure
Cash Flow
+147.5%
$223K$552K

Capital expenditure jumped 147.5% — major investment cycle underway; assess returns on deployment.

Operating Income
P&L
-68.1%
$17.5M$5.6M

Operating income deteriorated sharply — investigate whether driven by one-time charges or structural cost issues.

Current Liabilities
Balance Sheet
+54.5%
$427.8M$660.8M

Current liabilities surged 54.5% — significant near-term obligations; verify ability to meet short-term debt.

Total Liabilities
Balance Sheet
+54.1%
$434.6M$669.9M

Liabilities grew 54.1% — significant increase in debt or obligations, assess impact on financial flexibility.

Current Assets
Balance Sheet
+47.9%
$491.5M$726.9M

Current assets grew 47.9% — improving short-term liquidity or inventory/receivables build.

Share Buybacks
Cash Flow
+46.2%
$13K$19K

Share repurchases increased 46.2% — management returning capital, signals confidence in intrinsic value.

Total Assets
Balance Sheet
+46.1%
$519.7M$759.0M

Asset base grew 46.1% — expansion through organic growth, acquisitions, or capital deployment.

Interest Expense
P&L
-40.2%
$440K$263K

Interest expense declined — debt repayment or refinancing at lower rates improving earnings quality.

LANGUAGE CHANGES
NEW — 2026-03-30
PRIOR — 2025-03-31
ADDED
SNXT is a New York corporation registered with the SEC as a Registered Investment Advisor ( RIA ) under the Investment Advisers Act of 1940 ( Advisers Act ).
Gebbia Media, LLC ( GM ) is a Florida limited liability company and provides management and promotion of sports and music talent, as well as in-house production and marketing for the Company.
Siebert Crypto, LLC ( SCRYP ) is a Delaware limited liability company formed to provide future digital asset-related services.
Our phone number is (310) 385-1861 and our Internet address is www.siebert.com.
We operate and manage our business as two reportable segments: Financials Services and Media, Sports and Entertainment.
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REMOVED
Additionally we created an investment advisory committee with several veterans in the entertainment industry.
SNXT is a New York corporation registered with the SEC as a Registered Investment Advisor ( RIA ) under the Investment Advisers Act of 1940 ( Advisers Act ), and the CFTC.
Gebbia Entertainment, LLC ( GE ) is a Florida limited liability company and provides media entertainment services.
Our phone number is (310) 385-1861 and our Internet address is www.siebert.com .
We have seen positive results in recent years and are committed to continue to expand our securities finance operations.
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