SIEBHIGH SIGNALFINANCIAL10-K

SIEB's operating income declined substantially while both assets and liabilities expanded dramatically, suggesting potential operational challenges amid business growth.

The company's profitability deteriorated meaningfully despite revenue growth, indicating margin compression or increased operational costs that warrant close monitoring. The substantial expansion in both assets and liabilities points to significant balance sheet activity that could reflect new business investments, acquisitions, or financing arrangements requiring further scrutiny.

Comparing 2026-03-30 vs 2025-03-31View on EDGAR →
FINANCIAL ANALYSIS

SIEB showed mixed financial performance with revenue growing modestly to $94.2M while operating income declined substantially from $17.5M to $5.6M, indicating significant margin pressure. The balance sheet expanded dramatically with both total assets and liabilities growing by over 50%, though cash declined by roughly one-third to $22.4M. This combination of reduced profitability, substantial balance sheet growth, and lower cash reserves suggests the company is investing heavily in growth while facing operational headwinds.

FINANCIAL STATEMENT CHANGES
Operating Income
P&L
-68.1%
$17.5M$5.6M

Operating income deteriorated sharply — investigate whether driven by one-time charges or structural cost issues.

Current Liabilities
Balance Sheet
+54.5%
$427.8M$660.8M

Current liabilities surged 54.5% — significant near-term obligations; verify ability to meet short-term debt.

Total Liabilities
Balance Sheet
+54.1%
$434.6M$669.9M

Liabilities grew 54.1% — significant increase in debt or obligations, assess impact on financial flexibility.

Current Assets
Balance Sheet
+47.9%
$491.5M$726.9M

Current assets grew 47.9% — improving short-term liquidity or inventory/receivables build.

Share Buybacks
Cash Flow
+46.2%
$13K$19K

Share repurchases increased 46.2% — management returning capital, signals confidence in intrinsic value.

Total Assets
Balance Sheet
+46.1%
$519.7M$759.0M

Asset base grew 46.1% — expansion through organic growth, acquisitions, or capital deployment.

Interest Expense
P&L
-40.2%
$440K$263K

Interest expense declined — debt repayment or refinancing at lower rates improving earnings quality.

Cash & Equivalents
Balance Sheet
-31.3%
$32.6M$22.4M

Cash declined 31.3% — significant cash burn or deployment; verify adequacy of remaining liquidity runway.

Revenue
P&L
+12.3%
$83.9M$94.2M

Revenue growing 12.3% — solid top-line momentum, watch margins for quality of growth.

LANGUAGE CHANGES
NEW — 2026-03-30
PRIOR — 2025-03-31
ADDED
SNXT is a New York corporation registered with the SEC as a Registered Investment Advisor ( RIA ) under the Investment Advisers Act of 1940 ( Advisers Act ).
Gebbia Media, LLC ( GM ) is a Florida limited liability company and provides management and promotion of sports and music talent, as well as in-house production and marketing for the Company.
Siebert Crypto, LLC ( SCRYP ) is a Delaware limited liability company formed to provide future digital asset-related services.
Our phone number is (310) 385-1861 and our Internet address is www.siebert.com.
We operate and manage our business as two reportable segments: Financials Services and Media, Sports and Entertainment.
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REMOVED
Additionally we created an investment advisory committee with several veterans in the entertainment industry.
SNXT is a New York corporation registered with the SEC as a Registered Investment Advisor ( RIA ) under the Investment Advisers Act of 1940 ( Advisers Act ), and the CFTC.
Gebbia Entertainment, LLC ( GE ) is a Florida limited liability company and provides media entertainment services.
Our phone number is (310) 385-1861 and our Internet address is www.siebert.com .
We have seen positive results in recent years and are committed to continue to expand our securities finance operations.
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