Get email alerts when SWZ insiders make a move — free, no credit card

SWZ Insider Trading & Form 4 Activity

Total Return Securities Fund
Last filing: Oct 13, 2026·11 days ago
BULLISH · LAST 90 DAYS
100%
buyers
$198K
10 buys
$0
0 sells
$198K
net buying
4
insiders
Tracking SWZ insiders takes 3 seconds. Get free alerts →
ACTIVE BUYING CLUSTER

3 insiders bought a combined $156K of SWZ between Sep 25, 2026 and Oct 8, 2026.

Dakos Andrew, Sell Moritz A, Goldstein Phillip

Don't miss the next SWZ cluster. Tracenotes detected this one — get the next alert free.

Net flow — last 12 months

Monthly net of insider buys minus sells. Green months indicate net buying; red months indicate net selling.

Most active insiders

Ranked by total transaction value over the last 90 days.

INSIDERBOUGHTSOLDNET
Dakos Andrew
President and CEO
$116K
—
$116K
Sell Moritz A
Insider
$35K
—
$35K
Goldstein Phillip
Secretary
$29K
—
$29K
Das Rajeev P
Secretary
$18K
—
$18K

Recent transactions

Every Form 4 transaction for SWZ, newest first.

BUY
Goldstein Phillip · Secretary
Tx Oct 8·Filed Oct 13·EDGAR ↗
5,000 sh @ $5.73
$29K
OTHER
Goldstein Phillip · Secretary
Tx Oct 1·Filed Oct 13·EDGAR ↗
15 sh @ $5.71
$86
BUY
Sell Moritz A · Insider
Tx Sep 28·Filed Sep 30·EDGAR ↗
2,000 sh @ $5.76
$12K
BUY
Dakos Andrew · President and CEO
Tx Sep 28·Filed Sep 29·EDGAR ↗
1,000 sh @ $5.76
$6K
BUY
Dakos Andrew · President and CEO
Tx Sep 28·Filed Sep 29·EDGAR ↗
9,000 sh @ $5.77
$52K
BUY
Dakos Andrew · President and CEO
Tx Sep 25·Filed Sep 29·EDGAR ↗
7,649 sh @ $5.81
$44K
BUY
Dakos Andrew · President and CEO
Tx Sep 25·Filed Sep 29·EDGAR ↗
2,351 sh @ $5.82
$14K
BUY
Sell Moritz A · Insider
Tx Aug 31·Filed Sep 1·EDGAR ↗
3,000 sh @ $5.98
$18K
BUY
Das Rajeev P · Secretary
Tx Aug 24·Filed Aug 25·EDGAR ↗
1,366 sh @ $5.93
$8K
BUY
Das Rajeev P · Secretary
Tx Aug 21·Filed Aug 25·EDGAR ↗
1,700 sh @ $5.93
$10K
BUY
Sell Moritz A · Insider
Tx Aug 10·Filed Aug 12·EDGAR ↗
1,000 sh @ $5.91
$6K
BUY
Sell Moritz A · Insider
Tx Jul 23·Filed Jul 24·EDGAR ↗
2,000 sh @ $5.86
$12K
BUY
Sell Moritz A · Insider
Tx Jul 22·Filed Jul 24·EDGAR ↗
517 sh @ $5.90
$3K
BUY
Sell Moritz A · Insider
Tx Jul 21·Filed Jul 22·EDGAR ↗
483 sh @ $5.90
$3K
BUY
Sell Moritz A · Insider
Tx Jul 20·Filed Jul 22·EDGAR ↗
1,000 sh @ $5.93
$6K
BUY
Goldstein Phillip · Secretary
Tx Jul 6·Filed Jul 8·EDGAR ↗
5,980 sh @ $5.95
$36K
BUY
Dakos Andrew · President and CEO
Tx Jul 2·Filed Jul 7·EDGAR ↗
4,767 sh @ $5.92
$28K
BUY
Dakos Andrew · President and CEO
Tx Jul 2·Filed Jul 7·EDGAR ↗
233 sh @ $5.92
$1K
BUY
Sell Moritz A · Insider
Tx Jun 29·Filed Jun 30·EDGAR ↗
2,000 sh @ $5.92
$12K
BUY
Sell Moritz A · Insider
Tx Jun 26·Filed Jun 30·EDGAR ↗
2,091 sh @ $5.88
$12K
BUY
Sell Moritz A · Insider
Tx Jun 18·Filed Jun 22·EDGAR ↗
1,853 sh @ $5.91
$11K
BUY
Sell Moritz A · Insider
Tx Jun 17·Filed Jun 22·EDGAR ↗
147 sh @ $5.91
$869
BUY
Sell Moritz A · Insider
Tx Jun 16·Filed Jun 17·EDGAR ↗
2,000 sh @ $5.96
$12K
BUY
Sell Moritz A · Insider
Tx Jun 15·Filed Jun 17·EDGAR ↗
155 sh @ $5.95
$922
BUY
Sell Moritz A · Insider
Tx May 29·Filed Jun 1·EDGAR ↗
1,000 sh @ $6.01
$6K
BUY
Dakos Andrew · President and CEO
Tx May 20·Filed May 20·EDGAR ↗
2,987 sh @ $5.96
$18K
BUY
Dakos Andrew · President and CEO
Tx May 19·Filed May 20·EDGAR ↗
13 sh @ $5.95
$77
BUY
Dakos Andrew · President and CEO
Tx May 18·Filed May 20·EDGAR ↗
4,000 sh @ $5.95
$24K

Track every ticker you care about

Free plan includes 3 tickers, daily insider scans, and cluster alerts. No credit card.

Start free (3 tickers)See plans

Join investors tracking SEC filings.

About SWZ insider trading data

Form 4 is the SEC filing required when an officer, director, or 10% owner of a public company buys or sells the company's stock. By law, these filings must be submitted within two business days of the trade. Tracenotes pulls every Form 4 filing for SWZ from EDGAR, parses it, and surfaces the activity on this page.

What insider buying tells you. Open-market purchases by insiders are widely studied as a meaningful signal. Unlike stock awards (which are compensation, not conviction), an executive spending their own money to buy shares of the company they run is a vote of confidence. Studies have found insider-buying clusters — three or more insiders buying within a short window — outperform the broader market over the following year.

What insider selling tells you. Selling is noisier. Many sales are pre-scheduled under SEC Rule 10b5-1 plans, which let insiders sell on a fixed schedule regardless of company news. We label these "10b5-1" so you can see them. Discretionary sales — sales not tied to a plan — are more meaningful, especially when multiple insiders sell in quick succession.

Tracenotes methodology. We scan EDGAR daily for new Form 4 filings, parse them into individual transactions, and detect clusters when three or more distinct insiders buy or sell within a 14-day window. The data on this page covers the last 12 months. For deeper analysis, Tracenotes also runs language-change detection on 10-K and 10-Q filings — that's our core product.

See this for every ticker.

Tracenotes covers the S&P 500 and beyond. Pick any ticker — get the same depth of insider trading data.

AAPLNVDAMSFTTSLA

Free plan available — no credit card. Sign up free →

Frequently asked questions

What is a Form 4 filing?

Form 4 is the SEC disclosure required when a company insider — an officer, director, or 10% owner — buys or sells the company's stock. By law these filings must be submitted within two business days of the trade.

Is insider buying SWZ always bullish?

Open-market purchases by insiders are widely viewed as a bullish signal because executives are spending their own money. Stock awards and option exercises are part of compensation and don't carry the same weight, which is why we treat them separately on this page.

What is a 10b5-1 trade?

A trade made under SEC Rule 10b5-1, which lets insiders pre-schedule sales weeks or months in advance. These sales execute on a fixed plan regardless of company news, so they're a weaker signal than discretionary sales. We label them with a "10b5-1" tag.

What is an insider cluster?

A cluster is when three or more distinct insiders buy or sell within a 14-day window. Clusters are studied as stronger signals than single trades because multiple people independently reach the same view. We surface active clusters on Total Return Securities Fund (SWZ) when they form.

Where does SWZ insider trading data come from?

Every Form 4 filing for SWZ is sourced directly from SEC EDGAR. Tracenotes scans EDGAR daily, parses each Form 4 into individual transactions, and updates this page within hours of new filings.

Nothing on this page constitutes investment advice. Form 4 data is sourced from SEC EDGAR and provided for research purposes only.

© 2026 Tracenotes · tracenotes.ai